The decoded record of
Indian BFSI compliance

Plain-language decodes of the RBI rules that matter, wired to an enforcement-action tracker of what the regulator has actually penalised banks and NBFCs for. Built for compliance, risk and audit teams. Linked to the source, honest about scope, not legal advice.

8 compliance themes mapped Tracked against RBI sources Last reviewed: Jun 2026
At a glance
Compliance themes8theme hubs
Live now1 of 8theme hubs
Enforcement actions tracked16FY25-26 (seed set)
SourceRBI · FACEpress releases & instruments
Browse by theme

Compliance, organised by what RBI enforces

Each theme is a hub: the rules that apply, who they bind, and the enforcement actions behind them. We're building the repository theme by theme, working backwards from what RBI actually penalises.

Live

Internal Ombudsman & Grievance Redress

The 2026 entity-class Directions, who they bind, and what RBI has penalised.

Open the hub
Coming soon

KYC & CKYCR Compliance

Periodic updation, risk re-categorisation, and timely CKYCR uploads.

Coming soon

Customer Protection & Conduct

Unauthorised-transaction reversals, charges transparency, BSBD, DEA Fund.

Coming soon

Prudential, Governance & Reporting

Exposure norms, approvals, disclosures and regulatory returns.

Coming soon

Fair Practices Code (NBFC)

Loan transparency, charges, and periodic FPC compliance review.

Coming soon

Prior Approval for Change of Control

The NBFC obligation behind a large cluster of FY25-26 penalties.

Coming soon

Credit Information Reporting

Accurate, timely reporting to CICs and CRILC.

Coming soon

Outsourcing of Financial Services

What can and cannot be outsourced, and governance of providers.

For compliance & risk teams

Track what RBI is penalising, by theme and entity

The enforcement tracker lets you filter FY25-26 actions by reason, entity type, theme and how preventable they were with a policy-distribution layer. Start with the patterns most relevant to your institution.

Explore the tracker
For CCOs, HR & InfoSec leaders

See policy attestation tracked across every branch

Most penalties are last-mile execution failures: a rule known at HQ but not distributed, acknowledged, or reviewed on cadence down to the branch. See how PolicyCentral closes that gap, on your own data.

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PolicyCentral.ai builds policy management software, not legal advice. These are plain-language summaries to help your teams understand what applies to them. Always verify against the original instrument on rbi.org.in and consult your compliance/legal team before acting.
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